-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, THQMFg+DGYKzLDu7WqU0FqL+41MzoHAPfBc+f0+2cUD4Ji5zS6+sf0JHSNE0XXT2 pxB2GCrcGuR8nTUZNaKvgA== 0001012975-01-000018.txt : 20010214 0001012975-01-000018.hdr.sgml : 20010214 ACCESSION NUMBER: 0001012975-01-000018 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 GROUP MEMBERS: EDWARD D. KLEIN GROUP MEMBERS: KR CAPITAL ADVISORS INC /ADV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YORK INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000842662 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 133473472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41831 FILM NUMBER: 1536340 BUSINESS ADDRESS: STREET 1: 631 S RICHLAND AVE CITY: YORK STATE: PA ZIP: 17403 BUSINESS PHONE: 7177717890 MAIL ADDRESS: STREET 1: 631 SOUTH RICHLAND AVENUE CITY: YORK STATE: PA ZIP: 17403 FORMER COMPANY: FORMER CONFORMED NAME: YORK HOLDINGS CORP DATE OF NAME CHANGE: 19910930 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KR CAPITAL ADVISORS INC /ADV CENTRAL INDEX KEY: 0000731813 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133187794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 450 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128886300 MAIL ADDRESS: STREET 1: 450 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KR CAPITAL ADVISORS INC /ADV DATE OF NAME CHANGE: 19970212 SC 13G/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Under The Securities Exchange Act of 1934 (Amendment No.1)* York International Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 986670107 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 986670107 13G Page 2 of 8 ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS KR Capital Advisors, Inc. 13-3187794 ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 1,438,350 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY None _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,626,975 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH None ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,626,975 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.3 ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IA ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 986670107 13G Page 3 of 8 ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Edward D. Klein ###-##-#### ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES None _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,438,350## _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING None _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 1,626,975## ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,626,975## ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.3 ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ ## Edward D. Klein disclaims beneficial ownership of such securities. CUSIP No. 986670107 13G Page 4 of 8 ________________________________________________________________________________ Item 1(a). Name of Issuer: York International Corporation ________________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 631 S. Richland Avenue York, PA 17403 ________________________________________________________________________________ Item 2(a). Name of Person Filing: KR Capital Advisors, Inc. Edward D. Klein ________________________________________________________________________________ Item 2(b). Address of Principal Business Office, or if none, Residence: 450 Park Avenue New York, NY 10022 ________________________________________________________________________________ Item 2(c). Citizenship: KR Capital Advisors, Inc. - Delaware Edward D. Klein - United States ________________________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock ________________________________________________________________________________ Item 2(e). CUSIP Number: 986670107 ________________________________________________________________________________ Item 3. If this statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (e) [X] KR Capital Advisors, Inc. is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. CUSIP No. 986670107 13G Page 5 of 8 Item 4. Ownership. As of December 31, 2000: (a) Amount beneficially owned: KR Capital Advisors, Inc. -- 1,626,975 Edward D. Klein -- 1,626,975 (b) Percent of class: KR Capital Advisors, Inc. -- 4.3% Edward D. Klein -- 4.3% The above percentages are based upon 38,027,277 shares of outstanding Common Stock. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote KR Capital Advisors, Inc. -- 1,438,350 Edward D. Klein -- None (ii) shared power to vote or to direct the vote KR Capital Advisors, Inc. -- None Edward D. Klein -- 1,438,350 (iii) sole power to dispose or to direct the disposition of KR Capital Advisors, Inc. -- 1,626,975 Edward D. Klein -- None (iv) shared power to dispose or to direct the disposition of KR Capital Advisors, Inc. -- None Edward D. Klein -- 1,626,975 The filing of this Schedule 13G shall not be construed as an admission that Edward D. Klein is the beneficial owner of shares beneficially owned by KR Capital Advisors, Inc. CUSIP No. 986670107 13G Page 6 of 8 ________________________________________________________________________________ Item 5. Ownership of Five Percent or Less of a Class. [X] KR Capital Advisors, Inc. has ceased to be the deemed beneficial owner of more than five percent of the class of securities. Accordingly, Edward D. Klein no longer may be deemed to be the indirect beneficial owner of more than five percent of the class of securities. ________________________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. ________________________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. ________________________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not Applicable. ________________________________________________________________________________ Item 9. Notice of Dissolution of Group. Not Applicable. CUSIP No. 986670107 13G Page 7 of 8 ________________________________________________________________________________ Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and not held for the purpose of and with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 KR Capital Advisors, Inc. By: /s/ Richard Kravitz ---------------------------------------- Name: Richard Kravitz Title: Vice President /s/ Edward D.Klein ------------------------------------------- Edward D. Klein CUSIP No. 986670107 13G Page 8 of 8 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(f)(1)(iii) of Regulation 13D-G of the General Rules and Regulations of the Securities Exchange Act of 1934, as amended, the undersigned hereby agree and consent to the joint filing on behalf of each of them of this Amendment No. 1 to Schedule 13G. Date: February 13, 2001 KR Capital Advisors, Inc. By: /s/ Richard Kravitz ---------------------------------------- Name: Richard Kravitz Title: Vice President /s/ Edward D.Klein ------------------------------------------- Edward D. Klein -----END PRIVACY-ENHANCED MESSAGE-----